Investor Alert > Louis Kittlaus— Alleged Failure to Comply with Arbitration
Posted Oct 30, 2018
by Alan Rosca

Louis Kittlaus— Alleged Failure to Comply with Arbitration

Louis Kittlaus Allegedly Failed to Comply with a FINRA Arbitration Ruling which Ordered Him to Pay $780,424 in Compensatory damages to Alliance Affiliated Equities

Louis Kittlaus allegedly failed to compensate Alliance Affiliated Equities and investor rights lawyer Alan Rosca is launching an investigation into the case.

Attorney Alan Rosca, of the Rosca Scarlato LLC law firm in the Philadelphia area, is investigating activity related to Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling. Investors who believe they may have lost money in activity related to Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Alliance Ponders Whether it Will Collect its Arbitration Award from Kittlaus

Kittlaus has worked in the securities industry for 44 years at 19 different firms, and was most recently registered with Wall Street Strategies in Chicago from April of 2012 until May of 2016, according to FINRA Reports under review by attorney Alan Rosca.

Kittlaus has not been associated with Alliance for over ten years and has already been suspended by FINRA, FINRA notes. The firm has questioned whether or not it will receive its arbitration award from him, according to an article in Investment News.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions, and has helped recover tens of millions of dollars on behalf of investors.

Investors who believe they lost money as a result of Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

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DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

Contact us at 888‑998‑0530 or through the contact form on this page.
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