Louis Kittlaus Allegedly Failed to Comply with a FINRA Arbitration Ruling which Ordered Him to Pay $780,424 in Compensatory damages to Alliance Affiliated Equities

Louis Kittlaus allegedly failed to compensate Alliance Affiliated Equities and investor rights lawyer Alan Rosca is launching an investigation into the case.

Attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm in the Philadelphia area, is investigating activity related to Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling. Investors who believe they may have lost money in activity related to Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Alliance Ponders Whether it Will Collect its Arbitration Award from Kittlaus

Kittlaus has worked in the securities industry for 44 years at 19 different firms, and was most recently registered with Wall Street Strategies in Chicago from April of 2012 until May of 2016, according to FINRA Reports under review by attorney Alan Rosca.

Kittlaus has not been associated with Alliance for over ten years and has already been suspended by FINRA, FINRA notes. The firm has questioned whether or not it will receive its arbitration award from him, according to an article in Investment News.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions, and has helped recover tens of millions of dollars on behalf of investors.

Investors who believe they lost money as a result of Louis Kittlaus’s alleged failure to comply with a FINRA arbitration ruling may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at rosca@lawgsp.com, or through the contact form on this webpage.