Justin Ray Deiter Has Two Pending Customer Disputes both Alleging Unsuitability
Justin Deiter has two pending customer disputes both alleging unsuitability, according to publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).
The investor rights lawyers at Goldman Scarlato & Penny law firm are investigating Justin Deiter’s conduct to determine whether any investors may have claims for alleged unsuitability. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.
A claim filed on May 29, 2018 alleges unsuitable investment recommendations, and the time frame for said actions is unspecified, FINRA notes. There is no request for damages in said case, FINRA states.
A second claim filed on March 31, 2017 alleges unauthorized trading & unsuitable investment recommendations, and has requested a damage amount of $65,617.00, FINRA states.
Justin Deiter Has 11 Years in the Securities Industries with Four Firms and Has Worked at Allied Millennial Partners, LLC since May of 2018
Justin Deiter has 11 years in the securities industry with four firms and has worked at Allied Millennial Partners, LLC in Garden City, NY since May 25, 2018, FINRA reports.
Justin Deiter has also worked at the following firms in New York:
• Aegis Capital Corp— Melville, New York, June 28, 2011 to June 8, 2018
• Global Arena Capital Corp— New York, New York, November 3, 2010 to June 29, 2011 (*FINRA expelled the firm on 01/04/2016)
• Prestige Financial Center, Inc.— Melville, New York, May 10, 2007 to November 2, 2010 (*FINRA expelled the firm on 05/23/2011)
Brokerage firms such as Allied Millennial Partners, LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Justin Deiter’s alleged unsuitability. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.
If you or a loved one or a friend has lost money investing with Justin Deiter, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.