Frank George O’Meara Allegedly Made Unsuitable Investments; A Customer Dispute is Requesting $255 K in Damages
Frank O’Meara allegedly made unsuitable investments, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).
The investor rights lawyers at Goldman Scarlato & Penny law firm are investigating Mr. O’Meara’s conduct to determine whether any investors may have claims for alleged unsuitable investments. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.
Said complaint was filed on March 28, 2018, and has requested $255,000 in damages, FINRA states.
Frank George O’Meara Has Worked for Janney Montgomery Scott LLC in Darien, CT since 1978; O’Meara Has 46 Years of Experience in the Securities Industry
Frank O’Meara has worked at Janney Montgomery Scott LLC in Darien, CT since June 5, 1978, and has one customer dispute in his 46 years of experience in the securities industry, FINRA notes.
Brokerage firms such as Janney Montgomery Scott LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Frank O’Meara’s alleged unsuitable investment recommendations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.
If you or a loved one or a friend has lost money investing with Frank O’Meara, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.