Investor Alert > Frank O’Meara— Alleged Unsuitable Investments
Posted Sep 24, 2018
by Alan Rosca

Frank O’Meara— Alleged Unsuitable Investments

Frank George O’Meara Allegedly Made Unsuitable Investments; A Customer Dispute is Requesting $255 K in Damages

Frank O’Meara allegedly made unsuitable investments, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).

The investor rights lawyers at Rosca Scarlato law firm are investigating Mr. O’Meara’s conduct to determine whether any investors may have claims for alleged unsuitable investments. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.

Said complaint was filed on March 28, 2018, and has requested $255,000 in damages, FINRA states.

Frank George O’Meara Has Worked for Janney Montgomery Scott LLC in Darien, CT since 1978; O’Meara Has 46 Years of Experience in the Securities Industry

Frank O’Meara has worked at Janney Montgomery Scott LLC in Darien, CT since June 5, 1978, and has one customer dispute in his 46 years of experience in the securities industry, FINRA notes.

Brokerage firms such as Janney Montgomery Scott LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Frank O’Meara’s alleged unsuitable investment recommendations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.

If you or a loved one or a friend has lost money investing with Frank O’Meara, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

Contact us. All evaluations are free

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

Contact us at 888‑998‑0530 or through the contact form on this page.
No recovery, no fees.*

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