Christopher David Sinkula Engaged in Alleged Acts of Unsuitability; One Claims is Requesting $2.3 Million in Damages & another Claim is Requesting $1 Million
Christopher Sinkula allegedly engaged in acts of unsuitability, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).
The investor rights lawyers at Goldman Scarlato & Penny law firm are investigating Mr. Sinkula’s conduct to determine whether any investors may have claims for alleged unsuitability. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.
Christopher Sinkula has worked for 28 years in the securities industry at 4 firms and has 11 customer disputes, FINRA notes. The most recent complaints were filed on August 1, 2018, April 23, 2018, and April 18, 2018, and sought damages of $400,000.00, $2,300,000.00, and $1,000,000.00, respectively.
Christopher Sinkula Has Worked at Janney Montgomery Scott LLC since August of 2008
Christopher Sinkula is the subject of a pending complaint filed on on August 1, 2018 which alleges that unsuitable investments were made in their account, and has requested damaged of $400,000, FINRA notes.
A pending customer complaint filed against Sinkula on April 23, 2018 alleges that unsuitable investments were made in their account, and is requesting $2,300,000.00, FINRA reports.
Christopher Sinkula is also the subject of a pending complaint filed on on April 18, 2018 which also alleges that unsuitable investments were made in their account, and is requesting $1,000,000.00, FINRA reports.
Christopher Sinkula has been registered with Janney Montgomery Scott LLC in Stuart, Florida since August 29, 2008, FINRA notes.
Brokerage firms such as Janney Montgomery Scott LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Christopher Sinkula’s alleged unsuitability. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.
If you or a loved one or a friend has lost money investing with Christopher Sinkula, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at firstname.lastname@example.org, or through the contact form on this webpage.