Anthony Diaz Allegedly Failed to Comply with a $4.3 Million Arbitration Award & Allegedly Forged Documents

Anthony Diaz allegedly failed to comply with $4.3 million arbitration award and investor rights lawyer Alan Rosca is opening an investigation into the case.

Attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm in the Philadelphia area, is investigating activity related to Anthony Diaz’s alleged failure to comply with an arbitration award. Investors who believe they may have lost money in activity related to Anthony Diaz’s alleged failure to comply with an million arbitration award are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Anthony Diaz Suspended by the Securities Industry Indefinitely

Anthony Diaz, based on the alleged aforementioned behavior, was suspended indefinitely by FINRA, according to FINRA Reports under review by attorney Alan Rosca. Diaz was reportedly associated with IBN Financial Services from 2012 to 2015, FINRA notes.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Anthony Diaz’s alleged failure to comply with an arbitration award. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Anthony Diaz’s alleged failure to comply with an arbitration award may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at, or through the contact form on this webpage.

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