Investor Alert > Victoria Vandyke— Alleged Failure to Comply with an Arbitration Award

Posted Dec 19, 2018

by Alan Rosca

Victoria Vandyke— Alleged Failure to Comply with an Arbitration Award

Victoria Anne Vandyke Suspended for Allegedly Failing to Comply with an Arbitration Awarding a Customer over $3 Million in Compensatory Damages

Victoria Anne Vandyke has been suspended by FINRA after allegedly failing to comply with an arbitration awarding the customer over $3 million compensatory damages, according to a Regulatory Action filed on Vandyke’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.

The aforementioned action was filed on November 14, 2018, FINRA states, and reports that Vandyke has been suspended in all capacities indefinitely.

Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Victoria Vandyke’s alleged failure to comply with an arbitration award. Investors who believe they may have lost money in activity related to Victoria Vandyke’s alleged failure to comply with an arbitration award are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Victoria Vandyke Has Worked for 21 Years for 3 Firms and Has 3 Disclosures on Her FINRA BrokerCheck Report; Vandyke Barred by FINRA

Victoria Vandyke also allegedly failed to respond to a FINRA request for information, according to a Regulatory Action filed on Vandyke’s FINRA BrokerCheck Report from May 15, 2017. Vandyke, hence, has been barred by FINRA.

Vandyke has worked for 21 years for 3 firms and has 3 disclosures on her FINRA BrokerCheck Report. She worked for nearly two decades with Corinthian Partners, LLC in New York, NY from October 18, 1996 until July 8, 2016, FINRA notes.

Vandyke also worked for Matrix U.S.A. LLC from July 14, 1995 until September 10, 1996 in New York, NY, and also was registered with Salomon Brother Inc. from April 23, 1985 until January 21, 1986, FINRA states.

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Victoria Vandyke’s alleged failure to comply with an arbitration award. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Victoria Vandyke’s alleged failure to comply with an arbitration award may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

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