Victoria Anne Vandyke Suspended for Allegedly Failing to Comply with an Arbitration Awarding a Customer over $3 Million in Compensatory Damages
Victoria Anne Vandyke has been suspended by FINRA after allegedly failing to comply with an arbitration awarding the customer over $3 million compensatory damages, according to a Regulatory Action filed on Vandyke’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned action was filed on November 14, 2018, FINRA states, and reports that Vandyke has been suspended in all capacities indefinitely.
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Victoria Vandyke’s alleged failure to comply with an arbitration award. Investors who believe they may have lost money in activity related to Victoria Vandyke’s alleged failure to comply with an arbitration award are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Victoria Vandyke Has Worked for 21 Years for 3 Firms and Has 3 Disclosures on Her FINRA BrokerCheck Report; Vandyke Barred by FINRA
Victoria Vandyke also allegedly failed to respond to a FINRA request for information, according to a Regulatory Action filed on Vandyke’s FINRA BrokerCheck Report from May 15, 2017. Vandyke, hence, has been barred by FINRA.
Vandyke has worked for 21 years for 3 firms and has 3 disclosures on her FINRA BrokerCheck Report. She worked for nearly two decades with Corinthian Partners, LLC in New York, NY from October 18, 1996 until July 8, 2016, FINRA notes.
Vandyke also worked for Matrix U.S.A. LLC from July 14, 1995 until September 10, 1996 in New York, NY, and also was registered with Salomon Brother Inc. from April 23, 1985 until January 21, 1986, FINRA states.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Victoria Vandyke’s alleged failure to comply with an arbitration award. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Victoria Vandyke’s alleged failure to comply with an arbitration award may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at firstname.lastname@example.org, or through the contact form on this webpage.