Investor Alert > Paul Murans— Alleged Unsuitable Investments & Unauthorized Trades
Posted Dec 24, 2018
by Alan Rosca

Paul Murans— Alleged Unsuitable Investments & Unauthorized Trades

Paul William Murans Allegedly Executed Unsuitable Investments & Unauthorized Trades, Made an Unauthorized Credit Line Agreement, & Lost Market Opportunity

Paul Murans allegedly executed unsuitable investments and unauthorized trades, made an unauthorized credit line agreement, and allegedly took part in uninvested funds and lost market opportunity, according to a pending Customer Dispute filed on MuransFINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.

Said Dispute was filed on May 16, 2018, and is requesting $183,000 in damages, FINRA notes.

Alan Rosca, of theRosca Scarlato LLC law firm, is investigating activity related to Paul Murans’ alleged unsuitable investments and unauthorized trades. Investors who believe they may have lost money in activity related to Paul Murans’ alleged unsuitable investments and unauthorized trades are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Paul Murans also settled a customer dispute filed on November 7, 2018 for $250,000 which covered the time period from December 2, 2013 to October 20, 2017. The client alleges that the life settlement contract was purportedly misrepresented and unsuitable, took part in unauthorized trading of structured products, and she also alleges that she had no idea she was borrowing from her loan account, FINRA reports.

Paul Murans Has Been Registered with Thurston Springer Financial in Indianapolis, Indiana Since 2017 & Has Worked for 4 Other Firms in His 19 Years in the Industry

Paul Murans has been registered with Thurston Springer Financial in Indianapolis, Indiana since October 23, 2017, and has worked for 4 other firms during his 19 years in the securities industry, FINRA notes.

Paul Murans has also worked for UBS Financial Services Inc. in Indianapolis, Indiana from March 11, 2011 until November 6, 2017 and also was registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Indianapolis, Indiana from April 11, 2003 until March 28, 2011, FINRA states.

Paul Murans has 6 disclosures on his FINRA BrokerCheck Report including 3 settled customer disputes, FINRA states.

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Paul Murans’ alleged unsuitable investments and unauthorized trades. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Paul Murans’ alleged unsuitable investments and unauthorized trades may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

Contact us. All evaluations are free

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

Contact us at 888‑998‑0530 or through the contact form on this page.
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