Matthew K. Baltz Allegedly Made Misrepresentations Regarding a Client’s Variable Annuity Benefits; $124,972.24 in Damages Requested
Matthew Baltz allegedly made misrepresentations regarding his client’s variable annuity benefits, according to a Pending Customer Dispute filed on Baltz’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned dispute was filed on December 19, 2018, FINRA states, and is requesting $124,972.24 in damages.
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Matthew Baltz’s alleged misrepresentations. Investors who believe they may have lost money in activity related to Matthew Baltz’s alleged misrepresentations are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Matthew K. Baltz Allegedly Made Misrepresentations of the Guaranteed Minimum Withdrawal Benefit on a Variable Annuity Contract; $109,368.00 in Damages Requested
Matthew Baltz allegedly made misrepresentations of the Guaranteed Minimum Withdrawal Benefit on a Variable Annuity Contract, according to a second Pending Customer Dispute filed on Baltz’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned dispute was filed on April 18, 2018, FINRA states, and is requesting $109,368.00 in damages.
Matthew Baltz has 4 disclosures during his 22 years of experience in the securities industry, FINRA states, and has worked at 9 firms including the following:
• Cambridge Investment Research, Inc., Auburn, California— February 28, 2014 – December 31, 2017
• Investors Capital Corp., Auburn, California— August 17, 2011 – March 18, 2014
• Securities America, Inc., Auburn, California— January 23, 2009 – September 1, 2011
• Brecek & Young Advisors, Inc., Auburn, California— October 29, 2007 – January 23, 2009
• Multi-Financial Securities Corporation, Nevada City, California— July 18, 2007 – November 7, 2007
• Legacy Financial Services, Inc., Nevada City, California— July 17, 2001 – July 18, 2007
• National Planning Corp., Los Angeles, California— December 15, 1999 – July 18, 2001
• First Allied Securities, Inc., San Diego, California— August 5, 1999 – January 5, 2000
• Sun America Securities, Inc., Phoenix, Arizona— July 13, 1995 – July 30, 1999
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Matthew Baltz’s alleged misrepresentations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Matthew Baltz’s alleged misrepresentations may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at firstname.lastname@example.org, or through the contact form on this webpage.