Investor Alert > Marc Allen Miller— Alleged Breach of Contract, Negligence, Gross Negligence, Intentional & Negligent Misrepresentations
Posted Nov 21, 2018
by Alan Rosca

Marc Allen Miller— Alleged Breach of Contract, Negligence, Gross Negligence, Intentional & Negligent Misrepresentations

Marc Allen Miller II Allegedly Engaged in, Among Others, Breach of Contract, Negligence, Gross Negligence, & Intentional & Negligent Misrepresentations

Marc Allen Miller allegedly engaged in, among other things, breach of contract, negligence, gross negligence, intentional and negligent misrepresentations and omissions of material facts, failure to disclose, and negligent supervision, according to FINRA Reports under review by investor rights attorney Alan Rosca.

Said pending customer dispute was filed on November 5, 2018, FINRA states, and is requesting damages of $492,158.00, and also alleges failure to investigate, fraudulent concealment, failure to perform due diligence, unfair business practices, fraud and deceit. It is also alleged that said incidents occurred between February 13, 2001 and July 31, 2018, FINRA notes.

Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations. Investors who believe they may have lost money in activity related to Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Marc Allen Miller Has Worked for 16 Years in the Securities Industry at Three Different Firms and Has 4 Disclosures on His BrokerCheck Record

Marc Allen Miller has worked for 16 years in the securities industry at three different firms, and has 4 disclosures on his BrokerCheck record, FINRA notes.

Miller has been registered at Raymond James & Associates, Inc. in Port Charlotte, Florida since February 13, 2013.

Miller also worked at Morgan Keegan & Company, Inc. in Sarasota, Florida from October 17, 2008 until February 13, 2013, and also was registered with Edward Jones in Port Charlotte, Florida from June 5, 2002 until November 7, 2008, FINRA states.

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

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DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

Contact us at 888‑998‑0530 or through the contact form on this page.
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