Marc Allen Miller II Allegedly Engaged in, Among Others, Breach of Contract, Negligence, Gross Negligence, & Intentional & Negligent Misrepresentations
Marc Allen Miller allegedly engaged in, among other things, breach of contract, negligence, gross negligence, intentional and negligent misrepresentations and omissions of material facts, failure to disclose, and negligent supervision, according to FINRA Reports under review by investor rights attorney Alan Rosca.
Said pending customer dispute was filed on November 5, 2018, FINRA states, and is requesting damages of $492,158.00, and also alleges failure to investigate, fraudulent concealment, failure to perform due diligence, unfair business practices, fraud and deceit. It is also alleged that said incidents occurred between February 13, 2001 and July 31, 2018, FINRA notes.
Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations. Investors who believe they may have lost money in activity related to Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Marc Allen Miller Has Worked for 16 Years in the Securities Industry at Three Different Firms and Has 4 Disclosures on His BrokerCheck Record
Marc Allen Miller has worked for 16 years in the securities industry at three different firms, and has 4 disclosures on his BrokerCheck record, FINRA notes.
Miller has been registered at Raymond James & Associates, Inc. in Port Charlotte, Florida since February 13, 2013.
Miller also worked at Morgan Keegan & Company, Inc. in Sarasota, Florida from October 17, 2008 until February 13, 2013, and also was registered with Edward Jones in Port Charlotte, Florida from June 5, 2002 until November 7, 2008, FINRA states.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.
Securities Lawyer Investigating
The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Marc Allen Miller’s alleged breach of contract, negligence, gross negligence, intentional and negligent misrepresentations may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.