Kevin Richard Wilson Facing Two Pending Customer Disputes
Kevin Wilson is facing two pending customer disputes alleging acts of unsuitability, according to FINRA Reports under review by investor rights attorney Alan Rosca.
A pending customer dispute filed on October 4, 2018 alleges unsuitability from 2010 to 2017, and requests damages of $2,000,000.00, and a pending customer dispute filed on July 9, 2018 alleges acts of unsuitability and over-concentration from 2009 to 2017, and is requesting damages of $457,000, FINRA states.
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Kevin Wilson’s acts of alleged unsuitability. Investors who believe they may have lost money in activity related to Kevin Wilson’s alleged unsuitability are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Kevin Wilson Currently is Registered with National Securities, but Was Registered with Laidlaw & Company (UK) Ltd. During the Acts of Alleged Unsuitability
Kevin Wilson has been registered with National Securities Corporation in New York, NY since August 7, 2017, but was registered with Laidlaw & Company (UK) Ltd. in New York, NY from October 27, 2010 through September 5, 2017, the time period for the aforementioned alleged acts of unsuitability, FINRA notes.
Kevin Wilson has spent 18 years in the securities industry with 8 different firms and has also been registered with the following firms, FINRA states:
• Gilford Securities in New York, New York, August 29, 2006-January 21, 2009
• Westminster Securities Corporation in New York, New York, March 24, 2005 – September 11, 2006
• Casimir Capital in Greenwich, Connecticut, June 20, 2001 – April 26, 2005
• Kuhns Brothers Securities in Lime Rock, Connecticut, November 25, 2002 – March 24, 2003
• Sands Brothers & Company in New York, New York, November 10, 1999 – July 9, 2001
Kevin Wilson is a registered broker with 51 US states and territories, FINRA states.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Kevin Wilson’s alleged unsuitability. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Kevin Wilson’s alleged unsuitability may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.