Investor Alert > Justin Giannillo– Alleged Breach of Fiduciary Duty
Posted Aug 28, 2018
by Alan Rosca

Justin Giannillo– Alleged Breach of Fiduciary Duty

Justin Giannillo Allegedly Engaged in Breach of Fiduciary Duty, a Violation of the California’s Securities Act, Common Law Fraud, & Breach of Contract

Justin Giannillo allegedly engaged in breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).

The investor rights lawyers at Rosca Scarlato law firm are investigating Mr. Giannillo’s conduct to determine whether any investors may have claims for securities fraud, common law fraud, negligent misrepresentation, and breach of fiduciary duty. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.

Justin Giannillo Has Worked in the Securities Industry for 8 Years with 10 Firms, & Has One Disclosure Asking for $175,000

Justin Giannillo has one pending customer complaint requesting $175,000, FINRA notes. Said complaint alleges breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract, according to FINRA Reports.

Justin Giannillo has worked for 8 years in the securities industry with 10 firms, FINRA states. Justin Giannillo worked at Joseph Gunnar & Co., LLC in Melville, NY from 10/07/2013 to 03/26/2015, and has also worked at the following firms:

  • •    Joseph Gunnar & Co., LLC, Hauppauge, NY (November 2010 – June 2012)
  • •    Chase Investment Services, Island Park, NYC (November 2008 – November 2010)
  • •    American Capital Partners, Medford, NY (August 2007 – April 2008)
  • •    Gunnallen Financial, Huntington, NY (March 2007 – April 2007)
  • •    Granite Associates, Delray Beach, FL (August 2004 – February 2005)

Brokerage firms such as Joseph Gunnar & Co. LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Justin Giannillo‘s alleged engagement in breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.

If you or a loved one or a friend has lost money investing with Justin Giannillo, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

Contact us. All evaluations are free

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

Contact us at 888‑998‑0530 or through the contact form on this page.
No recovery, no fees.*

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