Justin Giannillo Allegedly Engaged in Breach of Fiduciary Duty, a Violation of the California’s Securities Act, Common Law Fraud, & Breach of Contract
Justin Giannillo allegedly engaged in breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).
The investor rights lawyers at Goldman Scarlato & Penny law firm are investigating Mr. Giannillo’s conduct to determine whether any investors may have claims for securities fraud, common law fraud, negligent misrepresentation, and breach of fiduciary duty. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.
Justin Giannillo Has Worked in the Securities Industry for 8 Years with 10 Firms, & Has One Disclosure Asking for $175,000
Justin Giannillo has one pending customer complaint requesting $175,000, FINRA notes. Said complaint alleges breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract, according to FINRA Reports.
Justin Giannillo has worked for 8 years in the securities industry with 10 firms, FINRA states. Justin Giannillo worked at Joseph Gunnar & Co., LLC in Melville, NY from 10/07/2013 to 03/26/2015, and has also worked at the following firms:
- • Joseph Gunnar & Co., LLC, Hauppauge, NY (November 2010 – June 2012)
- • Chase Investment Services, Island Park, NYC (November 2008 – November 2010)
- • American Capital Partners, Medford, NY (August 2007 – April 2008)
- • Gunnallen Financial, Huntington, NY (March 2007 – April 2007)
- • Granite Associates, Delray Beach, FL (August 2004 – February 2005)
Brokerage firms such as Joseph Gunnar & Co. LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Justin Giannillo‘s alleged engagement in breach of fiduciary duty, a violation of the California’s Securities Act, Common Law fraud, negligent misrepresentation, and breach of contract. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.
If you or a loved one or a friend has lost money investing with Justin Giannillo, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.