Jose Giraldo, of Chula Vista, California, Dismissed from Merrill Lynch after Alleged Misappropriation of Funds from a Customer Account & Falsification of Customer Documents
Jose Giraldo, of Chula Vista, California, recently discharged from his former employer Merrill Lynch in connection to alleged rule violations, according to FINRA Reports under review by investor rights attorney Alan Rosca.
Giraldo, who is currently not affiliated with any broker-dealer firm, allegedly misappropriated funds from a customer account and falsified customer account documents, FINRA notes.
Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Jose Giraldo’s alleged unsatisfied tax liens. Investors who believe they may have lost money in activity related to Jose Giraldo’s alleged unsatisfied tax liens are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Jose Giraldo Barred by FINRA; Giraldo Has Spent Four Years in the Securities Industry
Jose Giraldo, based on the aforementioned behavior, has been barred by FINRA, according to the aforementioned FINRA Reports under review by attorney Alan Rosca.
Jose Giraldo has spent four years in the securities industry and was most recently registered with Merrill Lynch in Chula Vista, California from 2013 until April of 2018, and was previously registered with David Lerner Associates in Princeton, New Jersey in 2012, FINRA states.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Jose Giraldo’s alleged unsatisfied tax liens. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Jose Giraldo’s alleged unsatisfied tax liens Andrew may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.