John Dimitrious Tsoukalas Allegedly Engaged in Unsuitability & a Pending Customer Claim is Requesting $200,000 in Damages
John Tsoukalas is the subject of a pending claim alleging unsuitability, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).
Said claim was filed on April 17, 2018, and is requesting damages of $200,000.00, FINRA notes. The customer who filed the complaint purports that some investments that she began purchasing in 2008 have recently declined in value, and has alleged unsuitability, FINRA states.
The investor rights lawyers at Goldman Scarlato & Penny law firm are investigating Mr. Tsoukalas’s conduct to determine whether any investors may have claims for alleged unsuitability. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.
John Tsoukalas Has Worked for 17 Years in the Securities Industry at Hennion & Walks, Inc in Parsippany, New Jersey
John Tsoukalas has worked for 17 years in the securities industry at Hennion & Walks, Inc. in Parsippany, New Jersey, according to FINRA.
He has been registered with said firm since August 15, 2001, FINRA states.
Brokerage firms such as Hennion & Walks, Inc. have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating John Tsoukalas’s alleged unsuitability. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.
If you or a loved one or a friend has lost money investing with John Tsoukalas, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at firstname.lastname@example.org, or through the contact form on this webpage.