John Marion Hopper Allegedly Discussed an Unapproved Private Securities Transaction with Investors; Hopper Permitted to Resign by Cambridge Investment in Henrico, VA

John Marion Hopper allegedly discussed an unapproved private securities transaction with investors, according to an Employment Separation After Allegations Disclosure filed on Hopper’s FINRA BrokerCheck Report which is currently under review by investor rights attorney Alan Rosca.

John Marion Hopper was permitted by Cambridge Investment Research, Inc. to resign, according to the aforementioned Disclosure, which was filed on April 8, 2019.

John Marion Hopper was registered with Cambridge Investment Research, Inc. in Henrico, Virginia from September 30, 2015 until April 12, 2019, FINRA notes.

Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to John Marion Hopper’s alleged discussion of an unapproved private securities transaction with investors. Investors who believe they may have lost money in activity related to John Marion Hopper’s alleged discussion of an unapproved private securities transaction with investors are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

John Marion Hopper is not currently registered as an Investment Adviser Representative

John Marion Hopper is not currently registered as an investment adviser representative, FINRA states, but was also registered at the following firms:

  • FTB Advisors, Inc., Richmond, VA— September 24, 2010 to June 12, 2015
  • FTB Advisors, Inc., Memphis, TN— April 11, 2012 to October 10, 2013
  • Wells Fargo Advisors, LLC, Richmond, VA— April 8, 2005 to June 16, 2010
  • SouthTrust Securities, LLC, Birmingham, AL— April 3, 2003 to April 11, 2005
  • First Union Securities, Inc., St. Louis, MO— October 1, 2000 to December 7, 2000
  • First Union Brokerage Services, Inc., Charlotte, NC— November 1, 1994 to October 1, 2000

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating John Marion Hopper’s alleged discussion of an unapproved private securities transaction with investors. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of John Marion Hopper’s alleged discussion of an unapproved private securities transaction with investors may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at rosca@lawgsp.com, or through the contact form on this webpage.

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