Jeremy Rayburn— Alleged Suitability & Misrepresentation

Jeremy Michael Rayburn Allegedly Engaged in Suitability and Misrepresentation Regarding Municipal Bond Mutual Fund Investments

Jeremy Rayburn allegedly engaged in suitability and misrepresentation regarding municipal bond mutual fund investments, all according to a customer complaint disclosed in publicly available records maintained by the Financial Industry Regulatory Authority (FINRA).

Said claim was filed on May 15, 2018, alleges the activity took place on April 15, 2015, and has requested damages of $74,927.40, FINRA notes.

The investor rights lawyers at Rosca Scarlato law firm are investigating Mr. Rayburn’s conduct to determine whether any investors may have claims for alleged suitability and misrepresentation. Investors may contact investor rights attorney Alan Rosca to provide information or inquire about their legal options.

Jeremy Rayburn has worked for 18 years in the securities industry at 7 firms and has had two customer disputes, FINRA notes.

Jeremy Rayburn Has Worked for J.P. Morgan Securities LLC since 2012

Jeremy Rayburn has worked for J.P. Morgan Securities LLC in Lake Grove, New York and Smithtown, New York since October 1, 2012, FINRA states.

Jeremy Rayburn also worked at Chase Investment Services Corp in Stony Brook, New York from May 8, 2009 until October 1, 2012, and was registered at Ameriprise Financial Services, Inc. in East Moriches, New York from August 29, 2001 until April 3, 2009, FINRS reports.

Rayburn was also the subject of a customer dispute filed on April 20, 2005 which was closed with no action, FINRA states. Said claim alleged that the investment strategies and the use of B share investments may not have been appropriate, FINRA notes.

Brokerage firms such as J.P. Morgan Securities LLC have a responsibility to adequately supervise all of their registered representatives who are employed through their firm, to prevent violations of securities rules and regulations. Brokerage firms also must initiate action to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. If and when brokerage firms fail to adequately supervise their registered representatives, they may be held liable for investment losses sustained by customers.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Jeremy Rayburn’s alleged suitability and misrepresentation regarding municipal bond mutual fund investments. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to securities class actions.

If you or a loved one or a friend has lost money investing with Jeremy Rayburn, you may contact attorney Alan Rosca or his colleagues for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

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