James Travis Flynn, of Greenville, SC, Allegedly Made Misrepresentation of Facts, & Exaggerated Financial Information; Damages Requested of $400,000
James Flynn allegedly made misrepresentation of facts, exaggerated financial information, and did not ensure that documents were not signed in state indicated on an application signed in August, 2016, according to a pending Customer Dispute filed on Flynn’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned dispute was filed on September 27, 2018, FINRA states, and is requesting damages of $400,000.00, FINRA states. Flynn, in sum, is facing 8 pending Customer Disputes.
James Flynn also allegedly engaged in improper sales of alternative investments, common law fraud and negligent misrepresentation, FINRA notes. This pending dispute was filed on September 25, 2018, FINRA states, and is requesting damages of $100,000.00, FINRA states.
Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to James Flynn’s alleged misrepresentations of facts. Investors who believe they may have lost money in activity related to James Flynn’s alleged misrepresentations of facts are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
James Travis Flynn Barred by FINRA
James Flynn, based on the alleged aforementioned behavior, has been barred by FINRA from acting as a broker or otherwise associating with a broker-dealer firm, FINRA states.
James Flynn has 29 disclosures on his FINRA BrokerCheck Report, and has 18 years of experience in the securities industry for 11 different firms, FINRA states.
James Flynn was registered with IFS Securities in Greenville, SC from February 16, 2017 until February 20, 2018, and with Zoya Financial Advisors, Inc. in Greenville, SC from May 31, 2013 until February 22, 2017, FINRA notes.
James Flynn was also registered in Capital Investment Group, Inc. in Greer, South Carolina from July 11, 2011 until June 28, 2013, FINRA states.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.
Securities Lawyer Investigating
The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating James Flynn’s alleged misrepresentations of facts. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of James Flynn’s alleged misrepresentations of facts may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.