The Investor Alerts

A portal for current case investigations by Rosca Scarlato investor lawyers.
Do you believe you have been a victim of financial misconduct and suffered losses as a result? Contact us to discuss potential compensation claims.

Check if we’re investigating your case

Joseph “Mike” Todd Investor Alert

Investor Alert

Posted on July 19, 2023

Experienced investor advocates investigate potential compensation claims on behalf of Todd customers.

Premier Ponzi Scheme Investigation

Investor Alert

Posted on May 2, 2023

FREE case evaluation of potential claims for compensation on behalf of investors in Premier alleged Ponzi scheme. Contact investor lawyers.

Broker Timothy Higgins Barred by FINRA In Connection with an Investigation into Excessive Trading and Unsuitable Recommendations

Investor Alert

Posted on November 1, 2022

Broker Bryon Martinsen Sanctioned for Allegedly Participating in Private Securities Transactions

Investor Alert

Posted on September 6, 2022

Broker Gregory Hanshew Sanctioned While Under Investigation for Alleged Sales Practice Violations and Failures to Disclose

Investor Alert

Posted on September 5, 2022

Stephen Gregory Whitman Investor Alert: Investment Lawyers Investigating

Investor Alert

Posted on August 25, 2022

Cleveland area office

2000 Auburn Drive
Suite 200
Beachwood, OH 44122

Philadelphia area office

161 Washington Street,
Suite 1025
Conshohocken, PA 19428

Cleveland area office

2000 Auburn Drive
Suite 200
Beachwood, OH 44122

Philadelphia area office

161 Washington Street,
Suite 1025
Conshohocken, PA 19428

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IMPORTANT LEGAL DISCLAIMERS

*CONTINGENCY FEE REPRESENTATION – NO RECOVERY, NO FEES:

In all class action cases, the Rosca Scarlato LLC law firm offers contingency fee representation, meaning the attorney’s fees are a portion of any recovery. If there is no recovery, then the clients are not responsible for paying any attorney’s fees or case expenses. As to non-class action cases, a small number of jurisdictions require that clients be ultimately responsible for case expenses. The terms of representation for international investors may differ. Please contact our law firm to learn more about our contingency fee representation for investment fraud victims and our terms of representation for international investors.

*NATIONWIDE INVESTOR REPRESENTATION

The Rosca Scarlato LLC law firm represents investors located throughout the United States and internationally in securities arbitration and litigation matters. Our various attorneys are admitted to practice law only in the jurisdictions disclosed on their respective pages on this website, and depending on each state and type of case may affiliate with local co-counsel for pro hac vice admission to file cases in other jurisdictions, at no additional cost to clients.

*ATTORNEY ADVERTISING; NO LEGAL ADVICE

This site contains attorney advertising material. Comments quoted on this page, made by a judge or arbitrator in any particular case, are not an endorsement of the Rosca Scarlato LLC attorney’s legal skill or ability. The responsible attorneys for the content of this website and Rosca Scarlato’s advertisements are Alan Rosca and Paul Scarlato, unless otherwise specifically indicated. Paul Scarlato’s office is in Philadelphia area and Alan Rosca’s office is in the Cleveland, Ohio area, as detailed on their pages on this website. Each case is different, and prior results do not guarantee a similar outcome in any future case. The information you review at this site is not legal advice. You should consult an attorney for individual advice regarding your case. We do not enter into attorney-client relationship through this website, or through your communication with us on this website. By continuing to browse this website you agree that an attorney-client relationship with RS is formed only upon the execution by both parties of an attorney-client agreement. Any investigation referenced on this website is independent and conducted by the Rosca Scarlato LLC law firm privately. Any information or statements contained in this website, regarding pending or past investigations, is derived from public records and should be viewed as allegations, not statements of facts, unless specifically indicated otherwise. Please check the “Legal Disclaimer” page for important disclaimers.

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