The Goldman Scarlato & Penny investor rights attorney Alan Rosca has launched investigations as to the brokers below, who were recently suspended by the securities regulators according to the Disciplinary and Other FINRA Actions reported for September 2018:

BrokerRegistration HistoryCustomer Disputes
Phillip Andrew JohnsonD.H. Hill Securities, LLLPYes
Suntrust Investment Services, Inc.
Heath Shayne BowenAllegis Investment Services, LLCYes
Signator Financial Services, Inc.
William Thomas EatonLPL Financial LLCYes
Wells Fargo Advisors, LLC
Suntrust Investment Services, Inc.
Michael Christopher VenturinoSpartan Capital Securities, LLCYes
Trident Partners Ltd.
Aegis Capital Corp.

The Goldman, Scarlato & Penny law firm represents investors who lose money as a result of investment-related fraud or misconduct. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of investment-related fraud or misconduct may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at, or through the contact form on this webpage.

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