The Goldman Scarlato & Penny investor rights attorney Alan Rosca has launched investigations as to the brokers below, who were recently barred by the securities regulators according to the Disciplinary and Other FINRA Actions reported for October 2018:

BrokerRegistration HistoryCustomer Disputes
William Glenn DowningCoastal Equities, Inc.Yes
J.W. Cole Financial, Inc.
Keven V GayleNYLife Securities LLCNo
Jose GiraldoMerrill Lynch, Pierce, Fenner & Smith IncorporatedNo
Cristhelle Maria MedinaJ.P. Morgan Securities LLCNo
Wells Fargo Advisors, LLC
Stephen Allen MurrayRaymond James & Associates, Inc.Yes
Ivan ReyesAlexander Capital, L.P.No
Craft Capital Management LLC
David Santos RodgersAllstate Financial Services, LLCYes
Anthony Peter ValoisPHX Financial, Inc.No

The Goldman, Scarlato & Penny law firm represents investors who lose money as a result of investment-related fraud or misconduct. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of investment-related fraud or misconduct may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at, or through the contact form on this webpage.

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