The Goldman Scarlato & Penny investor rights attorney Alan Rosca has launched investigations as to the brokers below, who were recently barred by the securities regulators according to the Disciplinary and Other FINRA Actions reported for October 2018:
|Broker||Registration History||Customer Disputes|
|William Glenn Downing||Coastal Equities, Inc.||Yes|
|J.W. Cole Financial, Inc.|
|Keven V Gayle||NYLife Securities LLC||No|
|Jose Giraldo||Merrill Lynch, Pierce, Fenner & Smith Incorporated||No|
|Cristhelle Maria Medina||J.P. Morgan Securities LLC||No|
|Wells Fargo Advisors, LLC|
|Stephen Allen Murray||Raymond James & Associates, Inc.||Yes|
|Ivan Reyes||Alexander Capital, L.P.||No|
|Craft Capital Management LLC|
|David Santos Rodgers||Allstate Financial Services, LLC||Yes|
|Anthony Peter Valois||PHX Financial, Inc.||No|
The Goldman, Scarlato & Penny law firm represents investors who lose money as a result of investment-related fraud or misconduct. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of investment-related fraud or misconduct may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at email@example.com, or through the contact form on this webpage.