Individuals barred by FINRA in October 2018

The Rosca Scarlato investor rights attorney Alan Rosca has launched investigations as to the brokers below, who were recently barred by the securities regulators according to the Disciplinary and Other FINRA Actions reported for October 2018:

Broker	Registration History	Customer Disputes
William Glenn Downing	Coastal Equities, Inc.	Yes
William Glenn Downing	J.W. Cole Financial, Inc.	Yes
Keven V Gayle	NYLife Securities LLC	No
Jose Giraldo	Merrill Lynch, Pierce, Fenner & Smith Incorporated	No
Cristhelle Maria Medina	J.P. Morgan Securities LLC	No
Cristhelle Maria Medina	Wells Fargo Advisors, LLC	No
Stephen Allen Murray	Raymond James & Associates, Inc.	Yes
Ivan Reyes	Alexander Capital, L.P.	No
Ivan Reyes	Craft Capital Management LLC	No
David Santos Rodgers	Allstate Financial Services, LLC	Yes
Anthony Peter Valois	PHX Financial, Inc.	No

The Rosca Scarlato law firm represents investors who lose money as a result of investment-related fraud or misconduct. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of investment-related fraud or misconduct may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

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