Investor Alert > Gregory LeVine— Alleged Unapproved Private Securities Transaction

Posted May 4, 2018

by Alan Rosca

Gregory LeVine— Alleged Unapproved Private Securities Transaction

Gregory Alan LeVine Allegedly Engaged in an Unapproved Private Securities Transaction & Failed to Report a Customer Complaint over an Unauthorized Trade

Gregory LeVine allegedly took part in an unapproved private securities transaction and investor rights lawyer Alan Rosca is initiating an investigation.

Attorney Alan Rosca, of Rosca Scarlato LLC, is investigating activity related to Gregory LeVine’s alleged unapproved private securities transaction. Investors who believe they may have lost money in activity related to unapproved private securities transaction are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

First Allies Securities Reportedly Discharged LeVine; LeVine Purportedly Barred by FINRA after Allegedly Failing to Respond to a FINRA Request for Information

First Allied Securities, on June 21, 2017, allegedly discharged LeVine citing his violation of firm policy, “by engaging in an alleged unapproved private securities transaction and failed to report a customer complaint alleging a trade was not authorized”, according to FINRA Reports under review by attorney Alan Rosca.

FINRA opened an investigation in LeVine and LeVine allegedly failed to respond to a FINRA request for information.

Hence, LeVine has been Barred by FINRA.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Gregory LeVine’s alleged unapproved private securities transaction. The firm takes most cases of this type on a con-tingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Gregory LeVine’s alleged unapproved private securities transaction may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

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