Frederick Vincent Mcdonald Jr. Allegedly Failed to Disclose Material Information to Investors in His Purported Outside Business Activities

Frederick Vincent Mcdonald Jr. allegedly failed to disclose material information to investors in his purported outside business activities, according to a Pending Regulatory Action Filed by the Massachusetts Securities Division and under review by investor rights attorney Alan Rosca.

The aforementioned dispute was filed on April 17, 2019, FINRA states, and damage amounts have not been specified.

Investor rights attorney Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Frederick V. Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities. Investors who believe they may have lost money in activity related to Frederick V. Mcdonald Jr.’s alleged failure to disclose material information to investors in his purported outside business activities are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Frederick Vincent Mcdonald Jr Allegedly Engaged in Made Misrepresentations & Engaged in Omission of Facts

Frederick V. Mcdonald Jr. allegedly engaged in omission of facts and made misrepresentations, according to a Pending Customer Dispute. The aforementioned dispute was filed on December 29, 2017, FINRA states, and damage amounts remain unspecified.

Frederick V. Mcdonald Jr. has settled a Customer Dispute in 2014 which had alleged unsuitability, FINRA notes. Said Dispute was filed on July 28, 2014, and had requested $87,5000, but was ultimately settled for $60,000, FINRA states.

Frederick V. Mcdonald Jr. has been registered with the following firms:

  • Gate US LLC, New York, NY— November 25, 2013 to June 2, 2015
  • Transamerica Financial Advisors, INC., Wakefield, MA— November 14, 1995 to December 2, 2013
  • PML Securities Company, Newark, DE— November 29, 1991 to October 6, 1995

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints mentioned in this article, unless otherwise indicated.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Frederick V. Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Frederick V. Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at rosca@lawgsp.com, or through the contact form on this webpage.

filed under: Investigations

Tags: , , , , ,

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow cases about which we report, and/or to publish subsequent updates regarding various developments that may occur in such cases. Readers are encouraged to conduct their own research regarding any such cases and any developments that may or may not have occurred in such cases. Also, the brokercheck report linked to some of our blogs is the up-to-date version as of the date of posting. Visitors may check the most recent version of each brokercheck report at www.finra.org.