Daniel John Flores Allegedly Engaged in Unauthorized Trading

Daniel Flores allegedly engaged in unauthorized trading and allegedly caused more than $8,000 in damages, according to FINRA Reports under review by investor rights attorney Alan Rosca.

Alan Rosca, of the Goldman Scarlato & Penny PC law firm, is investigating activity related to Daniel Flores’ alleged unauthorized trading. Investors who believe they may have lost money in activity related to Daniel Flores’ alleged unauthorized trading are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Daniel Flores Discharged from Woodbury Financial in Connection to Alleged Rule Violations & Currently Not Affiliated with any Broker-dealer Firm

Daniel Flores reportedly discharged from Woodbury Financial in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm, FINRA notes..

Daniel Flores has spent 20 years with 6 firsms in the securities industry and was most recently registered with Woodbury Financial Services in Appleton, Wisconsin from March 10, 2008 until April 16, 2018, Princor Financial Services Corporation in Neenah, Wisconsin from July 31, 2006 to March 11, 2008, and Gunnallen Financial in Appleton, Wisconsin from July 7, 2005 until July 28, 2006, FINRA states.

Securities Lawyer Investigating

The Goldman Scarlato & Penny PC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Daniel Flores’ alleged unauthorized trading. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Daniel Flores’ alleged unauthorized trading may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at rosca@lawgsp.com, or through the contact form on this webpage.

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