Investor Alert > Christopher Scalese – Alleged Misrepresentations Related to an Alternative Investment

Posted Nov 15, 2018

by Alan Rosca

Christopher Scalese – Alleged Misrepresentations Related to an Alternative Investment

Christopher Paul Scalese Allegedly Engaged in Misrepresentations in Connection with the Sale of One Alternative Investment; Damages of $121,113.00 Being Requested

Christopher Paul Scalese is the subject of a customer complaint alleging misrepresentations in connection with the sale of one alternative investment, according to FINRA Reports under review by investor rights attorney Alan Rosca.

Said complaint was filed on November 1, 2018, and is also related to the liquidation/purchase of annuities, FINRA notes. Said alleged behavior purportedly occurred in 2008 or 2009, and damages of $121,113.00 are being requested, FINRA states.

Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Christopher Scalese’s alleged misrepresentations. Investors who believe they may have lost money in activity related to Christopher Scalese’s alleged misrepresentations are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.

Christopher Paul Scalese Has 14 Years in the Securities Industry with 6 Firms and Has 11 Customer Complaints on His FINRA BrokerCheck Report

Christopher Scalese has 14 years in the securities industry with 6 firms, and has 11 customer complaints in total, according to his FINRA BrokerCheck Report.

Scalese was registered with Summit Brokerage Services, Inc. in Dunmore, PA from March 29, 2010 until November 2, 2012, FINRA notes, and also worked with NFP Securities, Inc. in Dickson City, PA from April 6, 2006 until March 31, 2010.

Scalese also worked in Atlanta, GA at Midsouth Capital, Inc. from November 12, 2001 until April 5, 2006 and with FSC Securities Corporation from July 28, 2000 until November 12, 2001, FINRA states. Scalese was also registered with ICBA Financial Services Corporation in Memphis, TN from January 8, 1999 until July 28, 2000, FINRA states.

Christopher Scalese started in the financial services industry in New York, New York with Prudential Securities Incorporated from September 10, 1997 until June 19, 1998, FINRA notes.

Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.

Securities Lawyer Investigating

The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Christopher Scalese’s alleged misrepresentations. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.

Investors who believe they lost money as a result of Christopher Scalese’s alleged misrepresentations may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.

DISCLAIMER

In our legal system, every person is innocent until and unless found guilty by a court of law or a tribunal. Whenever we reference “allegations” or charges that are “alleged,” such allegations or charges have not been proven, and are merely accusations, not findings of fault, as of the date of the blog. We do not have, nor do we undertake, a duty to continue to monitor or follow matters about which we report, and/or to publish subsequent updates regarding various developments that may occur in such matters. Readers are encouraged to conduct their own research regarding any such matters and any developments that may or may not have occurred in such matters. Also, the Brokercheck report linked to some of our blogs is the up-to-date version as of the date of accessing by the reader. The information in our blogs is current as of the date of the drafting of the blog, and given that sometimes certain past complaints may no longer be listed in newer Brokercheck reports, some of the events referenced in some of our blogs may later on be removed from newer Brokercheck reports. Visitors may check the most recent version of each brokercheck report at www.finra.org, and may contact FINRA for the earlier version of the Brokercheck report upon which various blogs may be based.

If you believe you lost money as a result of investment-related fraud or misconduct, please contact our law firm for a free, no-obligation evaluation of your recovery options.

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