Newport Coast Securities, Inc. Allegedly Excessively Traded & Churned Customer Accounts & Allegedly Failed to Properly Supervise Leone & La…
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Investigations
Anthony Mastroianni, Jr.— Alleged Allegations of Churning
Anthony Mastroianni, Jr. Allegedly Churned a Senior Citizen’s Account Held at J.P. Turner & then at Alexander Capital Anthony Mastroianni,…
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Hallmark Investments, Inc. & Steven Dash, William Coons & Stephen Zipkin— Alleged Sales of Unregistered Shares
Hallmark Investments, Inc. Allegedly Sold Roughly 195,000 Unregistered Shares of Microphase Corporation to Clients of the Firm Hallmark Investments, Inc….
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Nicolaas Pronk & Noble Financial— Alleged Investment Fraud
Nicolaas Petrus Pronk & Noble Financial Allegedly Defrauded Clients by Recommending and Selling Nearly a Million Shares of AdCare Health…
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Michael Liberty & Mozido, Inc.— Alleged Fraudulent Scheme
Michael Liberty, the Founder of Fintech Startup Known as Mozido, Inc., Allegedly Ran a Fraudulent Scheme to Dupe Hundreds of…
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Minish “Joe” Hede— Alleged Undisclosed Business Activity
Minish “Joe” Hede, along with Kevin Graetz & Ahmed Gheith, Formerly of Paulson, Allegedly Led Investors to Put $3.5 million…
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Ahmed Gheith— Alleged Undisclosed Business Activity
Ahmed Gheith Allegedly Made Solicitations to Investors in a Purported Belize Infrastructure Fund & Canyon Acquisitions, LLC, Relating to the…
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Kevin Graetz— Alleged Undisclosed Business Activity
Kevin Graetz, Formerly of Paulson Investment Company, Allegedly Made Solicitations to Invest in the Belize Infrastructure Fund & Canyon Acquisitions,…
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Brent Borland — Alleged Investment Scheme
Attention Borland Investors: Sales Practices of Brokers Who Recruited Investors to Brent Boland’s Scheme Investigated by Securities Lawyers Brent Borland,…
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Ahmed Gheith— Alleged Private Securities Transactions
Ahmed Ghassan Gheith Allegedly Participated in Private Securities Transactions without Providing Notice or Receiving Approval from Paulson Investment Company Ahmed…
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