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    • Mark Goldman
    • Paul Scarlato
    • Brian Penny
    • Alan Rosca
    • Melissa Fry Hague
    • Douglas Bench, Jr.
    • Chris Mooney
  • Practice Areas
    • Bitcoin and Other Cryptocurrencies
    • Broker Misconduct
    • Churning or Excessive Trading
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Investigations

Jason Mininger — Alleged Investment Scheme & Money Laundering

Jason E. Mininger Allegedly Operated an Investment Scheme Wherein He Purportedly Misrepresented to Clients that He Needed to Use their…
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Posted March 22, 2018 by admin

Bitstrade – Alleged Sales of Unregistered Securities

Bitstrade Sales Halted by New Jersey Bureau of Securities; Cease and Desist Order Alleges Bitstrade Sold Unregistered Securities in New…
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Posted March 19, 2018 by admin

TD Ameritrade & Sheaff Brock Investment Advisors, LLC — Risky Put Income Strategy

TD Ameritrade Allegedly Implemented the Risky Put Options Strategy of Sheaff Brock Investment Advisors, LLC through Ameritrade’s AdvisorDirect Program; TD…
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Posted March 17, 2018 by admin

Woodbridge Group & Robert Shapiro — Alleged Ponzi Scheme

Woodbridge Group and Robert Shapiro Allegedly Orchestrated a $1.2 Billion Ponzi Scheme which Reportedly Sought Mainstream Investors Robert Shapiro and Woodbridge…
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Posted March 17, 2018 by admin

FSC Securities Corp. & Barry Hartman — Alleged Investment Fraud

Investment Advisor Barry Hartman Allegedly Solicited Illegal Investments in Invizeon without the Knowledge of FSC Securities Corp.; Hartman, of Missoula,…
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Posted March 16, 2018 by admin

Brian Royster — Allegedly Taking Loans from Clients

Brian Royster, a Former H.D. Vest Broker, Allegedly Accepted Loans from Clients in Violation of His Firm’s Policy Against Borrowing Money…
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Posted March 16, 2018 by admin

Thomas Riquier — Alleged Real Estate Scheme

Thomas T. Riquier Allegedly Operated an Intricate Real Estate Scheme which Purportedly Defrauded Investors of over $1 Million over 26…
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Posted March 14, 2018 by admin

Daniel Vazquez & Hoplon Financial Group— Alleged Misappropriation of Funds

Daniel B. Vazquez, Sr. Allegedly Misappropriated over $780,000 in a Fraud Scheme involving a $2.18 Million Real Estate Investment Fund with…
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Posted March 14, 2018 by admin

Craig Lewis — Alleged Undisclosed Business Activity

Craig Edward Lewis, a former Broker for Valic, Allegedly Engaged in Undisclosed Outside Business Activity by Making Sales of Annuities through…
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Posted March 13, 2018 by admin

Renwick Haddow & Bar Works— Alleged Ponzi Scheme

Renwick Haddow and Bar Works Allegedly Operated a Ponzi Scheme; 27 Chinese Investors Requesting that JPMorgan Chase Provide Data and…
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Posted March 12, 2018 by admin

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Legal Disclaimer

*Contingency Fee Representation: No Recovery, No Fees:
In most cases, the Goldman, Scarlato & Penny law firm offers contingency fee representation, meaning the attorney’s fees that the clients pay are a percentage of the recovery before expenses. If there is no recovery, then the clients are not responsible for paying any attorney’s fees. Depending on the case and jurisdiction, clients may still be responsible for the case expenses. To learn more about our contingency fee representation for investment fraud victims, contact our firm today for a free consultation.

*Nationwide Investor Representation
The Goldman, Scarlato & Penny law firm represents investors nationwide in securities arbitration and litigation matters. That means we can help you regardless of where you live. Our attorneys are admitted to practice law in Pennsylvania, New York, New Jersey, Missouri, Wisconsin, Ohio, and depending on each state and type of case on behalf of clients may affiliate with local co-counsel, at no additional cost to clients.

This site contains attorney advertising / advertising material. The responsible attorney for the content of this website is Alan Rosca, Esq., whose contact information can be found in the “Contact Us” section above. Each case is different, and prior results do not guarantee or indicate a similar outcome in any future case. The information you review at this site is not, nor is it intended to be, legal advice. You should consult an attorney for individual advice regarding your case. We do not enter into attorney-client relationship through this website, or through your communication with us on this website. An attorney-client relationship with GSP is formed only upon the execution by both parties of an attorney-client agreement. Any investigation referenced on this website is independent and conducted by the Goldman, Scarlato & Penny law firm privately. Any information or statements contained in this website, regarding pending or past investigations, is derived from public records and should be viewed as allegations, not statements of facts, unless specifically indicated otherwise. Please check the “Legal Disclaimer” page for important disclaimers.

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Conshohocken, PA 19428
888-998-0530

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Goldman, Scarlato & Penny P.C.
  • Home
  • Our team
    • Mark Goldman
    • Paul Scarlato
    • Brian Penny
    • Alan Rosca
    • Melissa Fry Hague
    • Douglas Bench, Jr.
    • Chris Mooney
  • Practice Areas
    • Bitcoin and Other Cryptocurrencies
    • Broker Misconduct
    • Churning or Excessive Trading
    • Commodities Fraud
    • Elder Abuse
    • Inadequate Due Diligence
    • International Investment Fraud
    • Investment Fraud
    • Ponzi Schemes
    • Selling Away – Failure to Supervise
    • Shareholder Litigation
    • Unsuitable Recommendations
  • Investment Products
    • Alternative Investments
    • Cryptocurrencies and ICOs
    • Mortgage-Backed Securities
    • Oil & Gas / Energy Securities
    • Penny Stocks
    • Precious Metals
    • Private Placements
    • Promissory Notes
    • Real Estate Investment Trusts (REITs)
    • Sale-leaseback Contracts
    • Structured Products
    • Variable Annuities
  • Representative cases
  • How we work
  • Investigations
  • Contact