Caleb Knight Allegedly Engaged in Activity away from Edward Jones, Knight’s Member Firm
Caleb Knight allegedly engaged in activity away from his member firm, Edward Jones, according to an Employment Separation After the Allegations Action filed on Knight’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned action was filed on October 17, 2018, FINRA states
Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Caleb Knight’s alleged activity away from his member firm. Investors who believe they may have lost money in activity related to Caleb Knight’s alleged activity away from his member firm are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Caleb Knight Has Only 2 Years in the Securities Industry with 1 Firm, and Has 1 Disclosure on His FINRA BrokerCheck Report
Caleb Knight has worked for only two years in the securities industry, and has only one disclo-sure on his FINRA BrokerCheck Report.
Caleb Knight worked at Edward Jones in Tacoma, Washington from May 16, 2016 until No-vember 15, 2018, FINRA states.
Knight allegedly voluntarily resigned from Edward Jones, and at the time of Knight’s voluntary resignation, the firm was reportedly reviewing concerns relating to activity away from the firm, FINRA notes.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.
Securities Lawyer Investigating
The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Caleb Knight’s alleged activity away from his member firm. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money re-covered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Caleb Knight’s alleged activity away from his member firm may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.