Stover, Glass & Company registered broker Adam Goodman, located in Boca Raton, Florida, has been the subject of customer dispute disclosures alleging unsuitable investment recommendations, among others, according to his FINRA Brokercheck Report under review by attorney Alan Rosca.
Investor rights attorney Alan Rosca and his colleagues at the Rosca Scarlato LLC law firm are investigating the allegations of broker misconduct involving Adam Craig Goodman.
Investors who are concerned about their investments with Goodman are encouraged to contact attorney Rosca for a free case evaluation and discussion of recovery options, or to provide useful information. Call 888-998-0530, via email to arosca@rscounsel.law, or through the contact form on this webpage.
Two Customer Dispute Disclosures Related to Adam Goodman Request $514,000 in Alleged Damages
One customer dispute filed with FINRA on September 2, 2020 alleges unauthorized trading and unsuitable transactions since February 2014. The customer identified the product type as being debt-corporate and is seeking $500,000 for the alleged damages. The employing firm when the alleged unsuitable transactions occurred is Goodman’s current broker dealer Stoever Glass & Co, and as of the date of this article, the dispute shows as pending on Goodman’s FINRA Brokercheck page.
A second customer who is questioning the suitability of an investment of a bond anticipation note which was purchased at/around December 2015 filed a dispute on February 19, 2020. The employing firm when the activities occurred is HJ Sims and the customer is seeking $14,000 for the alleged damages. As of the date of this article, the dispute shows as pending on Goodman’s FINRA Brokercheck page.
Concerned about investments with
Adam Goodman Was the Subject of Multiple Settled Customer Disputes
There are over $100,000 paid in settlements to customers of broker Adam Goodman since end of 2016, according to his FINRA Brokercheck page.
A customer dispute filed in December 2019 settled for $21,680.57. The customer reportedly questioned the suitability of two investments identified as a private placement and a bond anticipation note. The disclosure also mentions the names of the investment products: Hawkeye and Springshire. The customer originally requested $28,000 for the alleged damages.
Another customer dispute disclosed in April 2018 settled for $10,000 was related to alleged high-pressure sales practice, unsuitable investment, fraud and negligence. The customer originally requested $25,000 for the alleged damages, and the employment firm when the allegations occurred was Herbert J. Sims & Co.
In 2017, a customer dispute settled for $21,000. The customer alleged unauthorized trading and over concentration in the period of 2013 to august 2017. The customer also alleged unsuitability of debt corporate investment products. The customer originally requested $21,000 for the alleged damages.
In December 2016, a customer filed a dispute that later settled for $50,000. The customer alleged misrepresentation and unauthorized trading. The customer originally requested damages greater than $5,000 and indicated that the investment product type was junk bonds.
Investors who are concerned they may have been recommended questionable investments by their broker are encouraged to contact investor rights attorney Alan Rosca for a free case evaluation or discussion of recovery options. Call 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.
Adam Craig Goodman Has Been Registered with FINRA Since 1992
According to Goodman’s FINRA Brokercheck page, he has been registered with FINRA for 15 years and he switched employers 9 times. Adam Goodman is currently employed with Stoever, Glass & Company located in Boca Raton, Florida.
Goodman’s previous employers:
- Herbert J. Sims & Co located in Boca Raton, Florida
- August 12, 2010- January 8, 2018
- Wien Securities Corp. located in Jersey City, New Jersey
- September 11, 1997 – November 18, 1997
- Paragon Capital Corporation located in East Hanover, New Jersey
- February 3, 1997 – August 1, 1997
- FINRA expelled the firm on February 26, 2004
- The G.M.S. Group located in East Hanover, New Jersey
- June 10, 1996 – January 20, 1997
- B. Hanauer & Co located in Parsippany, New Jersey
- March 21, 1995 – August 16, 1996
- Halpert and Company located in Millburn, New Jersey
- November 14, 1994 – March 20, 1995
- First Miami Securities located in Boca Raton, Florida
- May 6, 1994 – November 14, 1994
- B. Hanauer & Co located in Parsippany, New Jersey
- September 18, 1992 – February 22, 1994
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.
Concerned about investments with
Potential Options for Adam Goodman Investors
The Rosca Scarlato LLC law firm represents investors who lose money as a result of broker misconduct such as unsuitable investment recommendations, or investment-related fraud. We are currently investigating the alleged conduct related to broker Adam Goodman’s customer dispute disclosures on the allegations of unsuitable investment recommendations, among others.
The firm takes most cases like this on a contingency fee basis and advances the case costs, we only get paid for the fees and costs out of the money we recover for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, has represented thousands of investors who fell victim to their unscrupulous broker’s misconduct, violations of sale practices, or other type of investment-related misconduct.
Investors who are concerned about their investments with broker Adam Goodman may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, or to provide useful information by calling 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.
