Frederick Mcdonald Jr. Allegedly Failed to Disclose Material Information to Investors
Investment Adviser Frederick Vincent Mcdonald Jr. allegedly failed to disclose material information to investors in his purported outside business activities, according to a Pending Regulatory Action Filed by the Massachusetts Securities Division and under review by investor rights attorney Alan Rosca.
The aforementioned dispute was filed on April 17, 2019, FINRA states, and damage amounts have not been specified.
Investor rights attorney Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Frederick Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities. Investors who believe they may have lost money in activity related to investment adviser Frederick Mcdonald Jr.’s alleged failure to disclose material information to investors in his purported outside business activities are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
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Frederick Mcdonald Jr. Allegedly Engaged in Misrepresentations and Omission of Facts
Mcdonald Jr. allegedly engaged in the omission of facts and made misrepresentations, according to a Pending Customer Dispute. The aforementioned dispute was filed on December 29, 2017, and damage amounts remain unspecified according to his FINRA Brokercheck page.
He has settled a Customer Dispute in 2014 which had alleged unsuitability, FINRA notes. Said Dispute was filed on July 28, 2014, and had requested $87,5000, but was ultimately settled for $60,000, FINRA states.
Investment Adviser, Frederick Mcdonald Jr. has been registered with the following firms:
- Gate US LLC, New York, NY— November 25, 2013 to June 2, 2015
- Transamerica Financial Advisors, INC., Wakefield, MA— November 14, 1995 to December 2, 2013
- PML Securities Company, Newark, DE— November 29, 1991 to October 6, 1995
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.
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Securities Lawyer Investigating Frederick Mcdonald Jr.
The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating investment adviser Frederick Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Frederick Mcdonald Jr.‘s alleged failure to disclose material information to investors in his purported outside business activities may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.