Steven Roland Knuttila Allegedly Engaged in Acts of Common Law Fraud, Breach of Fiduciary Duty, and Negligent Supervision; $5K in Damages Requested
Steven Knuttila allegedly engaged in acts of common law fraud, breach of fiduciary duty, and negligent failure to supervise, according to a Pending Complaint filed on Knuttila’s FINRA BrokerCheck Report under review by investor rights attorney Alan Rosca.
The aforementioned dispute was filed on December 17, 2018, FINRA states, and is requesting $5,000 in damages.
Investor rights attorney Alan Rosca, of the Rosca Scarlato LLC law firm, is investigating activity related to Steven Knuttila’s alleged common law fraud, breach of fiduciary duty, and negligent failure to supervise. Investors who believe they may have lost money in activity related to Steven Knuttila’s alleged common law fraud, breach of fiduciary duty, and negligent failure to supervise are encouraged to contact attorney Alan Rosca with any useful information or for a free, no obligation discussion about their options.
Steven Knuttila Has Worked for 19 Years in the Securities Industry with 5 Firms and Has 40 Disclosures Including 16 Pending Customer Complaints
Steven Knuttila also allegedly engaged in acts of unsuitability, breach of fiduciary duty, common law fraud, breach of contract, and negligent supervision, according to a pending customer complaint filed on December 13, 2018, FINRA states.
Knuttila was also the subject of 3 more pending customer complaints filed on November 27, 2018, November 5, 2018, and October 29, 2018, respectively, which allege, amongst other behavior, acts of purported unsuitability, and are requesting $5,000, $127,666.00, and $600,000, respectively, FINRA states.
Steven Knuttila has worked for 19 years in the securities industry with 5 different firms, and has 40 disclosures on his FINRA BrokerCheck Report including 16 pending customer complaints, FINRA notes. 15 of said pending customer disputes have been filed since October 16, 2017, FINRA notes.
Steven Knuttila most recently worked at Capital Financial Services, Inc. in Perham, Minnesota from June 4, 2012 to December 31, 2017, FINRA states.
Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the complaints or allegations mentioned in this article, unless otherwise indicated. Any reader should also read the original sources hyperlinked in this blog for accuracy, including any BrokerCheck report and/or record of any disciplinary or regulatory action. Those sources are incorporated by reference into the text of this blog, and are the governing materials in case of any inconsistencies or typos in this blog.
Securities Lawyer Investigating
The Rosca Scarlato LLC law firm represents investors who lose money as a result of investment-related fraud or misconduct and are currently investigating Steven Knuttila’s alleged common law fraud, breach of fiduciary duty, and negligent failure to supervise. The firm takes most cases of this type on a contingency fee basis and advance the case costs, and only gets paid for their fees and costs out of money recovered for clients. Attorney Alan Rosca, a securities lawyer and adjunct professor of securities regulation, and has represented thousands of victimized investors across the country and around the world in cases ranging from arbitrations to class actions.
Investors who believe they lost money as a result of Steven Knuttila’s alleged common law fraud, breach of fiduciary duty, and negligent failure to supervise may contact attorney Alan Rosca for a free no-obligation evaluation of their recovery options, at 888-998-0530, via email at arosca@rscounsel.law, or through the contact form on this webpage.